Michelet Hans Peter 4

4 · Energy Recovery, Inc. · Filed May 22, 2019

Form 4

Period: 2019-05-22

DirectorExecutive Chairman

Transactions

Sale
Common Stock
2019-05-22$10.21/sh−21,558$220,191→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-21−35,302→ 94,534 total
Exercise: $7.31Exp: 2020-06-13→ Common Stock (35,302 underlying)
Exercise/Conversion
Common Stock
2019-05-21$7.31/sh+35,302$258,058→ 35,302 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-20−28,126→ 129,836 total
Exercise: $7.31Exp: 2020-06-13→ Common Stock (28,126 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-22−21,558→ 72,976 total
Exercise: $7.31Exp: 2020-06-13→ Common Stock (21,558 underlying)
Exercise/Conversion
Common Stock
2019-05-20$7.31/sh+28,126$205,601→ 28,126 total
Sale
Common Stock
2019-05-20$10.45/sh−28,126$293,866→ 0 total
Sale
Common Stock
2019-05-21$10.36/sh−35,302$365,813→ 0 total
Exercise/Conversion
Common Stock
2019-05-22$7.31/sh+21,558$157,589→ 21,558 total

Footnotes (4)

[F1]This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.54 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F2]This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.57 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F3]This figure is the weighted average sales price of multiple trades ranging from $10.13 to $10.28 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F4]This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

Documents

1 file