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4//SEC Filing

Michelet Hans Peter 4

Accession 0001437749-19-011738

CIK 0001421517other

View on SEC.gov Company Profile

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 6:19 PM ET

Size

18.2 KB

Accession

0001437749-19-011738

Insider Transaction Report

Form 4

Period: 2019-06-06

Energy Recovery, Inc.ERII

Michelet Hans Peter

DirectorExecutive Chairman

Transactions

Exercise/Conversion
Common Stock
2019-06-06$7.31/sh+15,000$109,650→ 15,000 total
Exercise/Conversion
Common Stock
2019-06-07$7.31/sh+20,000$146,200→ 20,000 total
Sale
Common Stock
2019-06-06$9.90/sh−15,000$148,496→ 0 total
Exercise/Conversion
Common Stock
2019-06-10$7.31/sh+10,000$73,100→ 10,000 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-06-06−15,000→ 57,976 total
Exercise: $7.31Exp: 2020-06-13→ Common Stock (15,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-06-10−10,000→ 27,976 total
Exercise: $7.31Exp: 2020-06-13→ Common Stock (10,000 underlying)
Sale
Common Stock
2019-06-07$9.92/sh−20,000$198,318→ 0 total
Sale
Common Stock
2019-06-10$10.06/sh−10,000$100,624→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-06-07−20,000→ 37,976 total
Exercise: $7.31Exp: 2020-06-13→ Common Stock (20,000 underlying)

Footnotes (4)

[F1]This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F2]This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F3]This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F4]This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

Energy Recovery, Inc.

CIK 0001421517

Entity typeother

Related Parties

1

filerCIK 0001432628

Filing Metadata

Form type: 4
Filed: Jun 9, 8:00 PM ET
Accepted: Jun 10, 6:19 PM ET
Size: 18.2 KB

View on SEC.gov