WASZAK STEVEN M 4
4 · SMTC CORP · Filed Jun 27, 2019
Insider Transaction Report
Form 4
SMTC CORPSMTX
WASZAK STEVEN M
Chief Financial Officer
Transactions
- Exercise of In-Money
Subscription Rights (right to buy)
2019-06-25−6,404→ 0 totalExercise: $3.14From: 2019-05-31Exp: 2019-06-25→ Common Stock (6,404 underlying) - Exercise of In-Money
Common Stock
2019-06-25$3.14/sh+6,404$20,109→ 11,452 total
Footnotes (1)
- [F1]Represents the exercise of over-subscription rights by the reporting person in the offering of subscription rights (the "Rights Offering") by SMTC Corporation, which Rights Offering expired on June 20, 2019. All over-subscriptions in the Rights Offering were subject to proration. On June 25, 2019, the subscription agent for the Rights Offering completed its proration calculations, pursuant to which the reporting person received its pro rata portion of the shares issued pursuant to all rights holders' over-subscription privileges.