Bosch Wayne 4

4 · Perma-Pipe International Holdings, Inc. · Filed Jun 28, 2019

Form 4

Period: 2019-06-20

VP of HR

Transactions

Exercise/Conversion
Restricted Shares
2019-06-22$9.08/sh−2,091$18,986→ 10,652 total
→ Restricted Shares (2,091 underlying)
Tax Payment
Restricted Shares
2019-06-22$9.08/sh−867$7,872→ 8,103 total
→ Restricted Shares (867 underlying)
Exercise/Conversion
Common Stock
2019-06-14$9.18/sh+4,119$37,812→ 27,063 total
Exercise/Conversion
Common Stock
2019-06-22$9.08/sh+2,091$18,986→ 29,154 total
Exercise/Conversion
Restricted Shares
2019-06-14$9.18/sh−4,119$37,812→ 12,743 total
→ Restricted Shares (4,119 underlying)
Tax Payment
Restricted Shares
2019-06-14$9.18/sh−1,682$15,441→ 8,970 total
→ Restricted Shares (1,682 underlying)
Exercise/Conversion
Restricted Shares
2019-06-20+8,560→ 16,663 total
→ Restricted Shares (8,560 underlying)

Footnotes (6)

[F1]Each restricted stock represents a contingent right to receive one share of the issuer's common stock
[F2]Restricted shares vested on 6/14/2019
[F3]Restricted shares reported as disposed herein were settled for shares of the issuers stock
[F4]The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock
[F5]Restricted shares vested on 6/22/19
[F6]Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Documents

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