DeSena John C. 4
4 · NATIONAL HOLDINGS CORP · Filed Jun 28, 2019
Insider Transaction Report
Form 4
DeSena John C.
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2019-04-10+17,143→ 27,459 total - Exercise/Conversion
Restricted Stock Units
2019-04-10−17,143→ 323,704 total→ Common Stock (17,143 underlying) - Tax Payment
Common Stock
2019-05-30$2.91/sh−5,824$16,948→ 21,635 total
Footnotes (3)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]On April 10, 2018, the reporting person was granted 102,857 restricted stock units. Fifty percent of the restricted stock units vest in three equal annual installments beginning April 10, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.