WONG IRWIN 4
4 · CATHAY GENERAL BANCORP · Filed Jul 22, 2019
Insider Transaction Report
Form 4
WONG IRWIN
EVP - Branch Administration
Transactions
- Award
Restricted Stock Units
2019-07-18+4,240→ 4,240 total→ Common Stock (4,240 underlying) - Award
Restricted Stock Units
2019-07-18+4,051→ 4,051 total→ Common Stock (4,051 underlying) - Award
Restricted Stock Units
2019-07-18+8,481→ 8,481 total→ Common Stock (8,481 underlying)
Holdings
- 19,018.49(indirect: By ESOP)
Common Stock
- 50,673.99
Common Stock
Footnotes (4)
- [F1]Includes 328.910 shares acquired through dividend reinvestment year-to-date.
- [F2]Includes 102.642 shares acquired through dividend reinvestment year-to-date.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
- [F4]These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.