HINGLE DONALD A. II 4

4 · Business First Bancshares, Inc. · Filed Sep 11, 2019

Insider Transaction Report

Form 4

Period: 2019-03-31

Business First Bancshares, Inc.BFST

HINGLE DONALD A. II

EVP&CCE of Business First Bank

Transactions

Exercise/Conversion
COMMON STOCK
2019-08-01$15.00/sh+2,500$37,500→ 8,015 total
Sale
COMMON STOCK
2019-08-01$24.78/sh−2,500$61,950→ 5,515 total
Sale
COMMON STOCK
2019-08-06$23.00/sh−2,500$57,500→ 5,515 total
Sale
COMMON STOCK
2019-08-07$23.01/sh−2,500$57,525→ 5,515 total
Sale
COMMON STOCK
2019-08-08$23.00/sh−2,500$57,500→ 5,515 total
Sale
COMMON STOCK
2019-08-09$23.00/sh−947$21,781→ 5,515 total
Exercise/Conversion
Stock Options (Right to Buy)
2019-08-01−2,500→ 15,947 total
Exercise: $15.00Exp: 2019-10-19→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2019-08-08−2,500→ 3,447 total
Exercise: $15.00Exp: 2019-10-19→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2019-08-09−947→ 2,500 total
Exercise: $15.00Exp: 2019-10-19→ Common Stock (947 underlying)
Award
COMMON STOCK
2019-03-31$23.74/sh+806$19,134→ 5,722 total
Exercise/Conversion
COMMON STOCK
2019-08-02$15.00/sh+2,500$37,500→ 8,015 total
Sale
COMMON STOCK
2019-08-02$24.60/sh−2,500$61,500→ 5,515 total
Exercise/Conversion
COMMON STOCK
2019-08-05$15.00/sh+2,500$37,500→ 8,015 total
Exercise/Conversion
Stock Options (Right to Buy)
2019-08-06−2,500→ 8,447 total
Exercise: $15.00Exp: 2019-10-19→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2019-08-07−2,500→ 5,947 total
Exercise: $15.00Exp: 2019-10-19→ Common Stock (2,500 underlying)
Tax Payment
COMMON STOCK
2019-03-31$24.54/sh−207$5,080→ 5,515 total
Exercise/Conversion
Stock Options (Right to Buy)
2019-08-05−2,500→ 10,947 total
Exercise: $15.00Exp: 2019-10-19→ Common Stock (2,500 underlying)
Sale
COMMON STOCK
2019-08-05$23.00/sh−2,500$57,500→ 5,515 total
Exercise/Conversion
COMMON STOCK
2019-08-06$15.00/sh+2,500$37,500→ 8,015 total
Exercise/Conversion
COMMON STOCK
2019-08-07$15.00/sh+2,500$37,500→ 8,015 total
Exercise/Conversion
COMMON STOCK
2019-08-08$15.00/sh+2,500$37,500→ 8,015 total
Exercise/Conversion
COMMON STOCK
2019-08-09$15.00/sh+947$14,205→ 8,015 total
Exercise/Conversion
Stock Options (Right to Buy)
2019-08-02−2,500→ 13,447 total
Exercise: $15.00Exp: 2019-10-19→ Common Stock (2,500 underlying)

Footnotes (7)

[F1]Reflects the grant of 806 shares of restricted stock to reporting person, 269 of which vested upon the grant date. The terms of the restricted stock grant are described in footnote 2 below.
[F2]Includes (a) 316 shares of unvested restricted stock granted on 03/31/2018 and (b) 541 shares of unvested restricted stock granted on 03/31/2019, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
[F3]Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.
[F4]Reflects the sale of shares in connection with a broker-assisted cashless exercise of Stock Options (Right to Buy) by reporting person.
[F5]This transaction was executed in multiple trades at prices ranging from $24.75 to $24.86. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F6]This transaction was executed in multiple trades at prices ranging from $24.22 to $24.81. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F7]Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 19, 2009, and ending October 19, 2019.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4