ACM Value Opportunities Fund I, LP 4

Accession 0001437749-19-020074

CIK 0001128281other

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 4:57 PM ET

Size

19.9 KB

Accession

0001437749-19-020074

Form 4

Period: 2019-10-14

Director10% Owner

Transactions

Exercise/Conversion
Common Stock
2019-10-14$2.40/sh+3,333$7,999→ 103,333 total(indirect: See Footnote)
Tax Payment
Common Stock
2019-10-14$5.50/sh−1,454$7,997→ 101,879 total(indirect: See Footnote)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.25From: 2017-12-01Exp: 2021-12-01→ Common Stock (3,333 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.40From: 2016-12-01Exp: 2020-12-01→ Common Stock (3,333 underlying)
Exercise/Conversion
Common Stock
2019-10-14$2.25/sh+3,333$7,499→ 105,212 total(indirect: See Footnote)
Tax Payment
Common Stock
2019-10-14$5.50/sh−1,364$7,502→ 103,848 total(indirect: See Footnote)

10% OwnerOther

Transactions

Exercise/Conversion
Common Stock
2019-10-14$2.40/sh+3,333$7,999→ 103,333 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2019-10-14$2.25/sh+3,333$7,499→ 105,212 total(indirect: See Footnote)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.25From: 2017-12-01Exp: 2021-12-01→ Common Stock (3,333 underlying)
Tax Payment
Common Stock
2019-10-14$5.50/sh−1,364$7,502→ 103,848 total(indirect: See Footnote)
Tax Payment
Common Stock
2019-10-14$5.50/sh−1,454$7,997→ 101,879 total(indirect: See Footnote)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.40From: 2016-12-01Exp: 2020-12-01→ Common Stock (3,333 underlying)

10% OwnerOther

Transactions

Tax Payment
Common Stock
2019-10-14$5.50/sh−1,454$7,997→ 101,879 total(indirect: See Footnote)
Tax Payment
Common Stock
2019-10-14$5.50/sh−1,364$7,502→ 103,848 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2019-10-14$2.40/sh+3,333$7,999→ 103,333 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2019-10-14$2.25/sh+3,333$7,499→ 105,212 total(indirect: See Footnote)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.40From: 2016-12-01Exp: 2020-12-01→ Common Stock (3,333 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.25From: 2017-12-01Exp: 2021-12-01→ Common Stock (3,333 underlying)

10% OwnerOther

Transactions

Exercise/Conversion
Common Stock
2019-10-14$2.40/sh+3,333$7,999→ 103,333 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2019-10-14$2.25/sh+3,333$7,499→ 105,212 total(indirect: See Footnote)
Tax Payment
Common Stock
2019-10-14$5.50/sh−1,364$7,502→ 103,848 total(indirect: See Footnote)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.40From: 2016-12-01Exp: 2020-12-01→ Common Stock (3,333 underlying)
Tax Payment
Common Stock
2019-10-14$5.50/sh−1,454$7,997→ 101,879 total(indirect: See Footnote)
Exercise/Conversion
Stock Option (Right to Buy)
2019-10-14−3,333→ 0 total(indirect: See Footnote)
Exercise: $2.25From: 2017-12-01Exp: 2021-12-01→ Common Stock (3,333 underlying)

Footnotes (3)

[F1]ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.
[F2]Shares withheld to cover payment of exercise price upon the cashless exercise of an option.
[F3]This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.

Documents

1 file

Saker Aviation Services, Inc.

CIK 0001128281

Entity typeother

IncorporatedDE