Siebert Eric 4
4 · Energy Recovery, Inc. · Filed Jan 21, 2020
Insider Transaction Report
Form 4
Siebert Eric
VP, Corporate Strategy
Transactions
- Exercise/Conversion
Common Stock
2020-01-16$2.61/sh+11,354$29,634→ 72,236 total - Tax Payment
Common Stock
2020-01-21$9.28/sh−426$3,953→ 60,456 total - Sale
Common Stock
2020-01-17$10.54/sh−2,200$23,197→ 60,882 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-01-16−11,354→ 0 totalExercise: $2.61Exp: 2025-06-08→ Common Stock (11,354 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-01-17−2,200→ 0 totalExercise: $2.61Exp: 2025-06-08→ Common Stock (2,200 underlying) - Sale
Common Stock
2020-01-16$10.51/sh−11,354$119,282→ 60,882 total - Exercise/Conversion
Common Stock
2020-01-17$2.61/sh+2,200$5,742→ 63,082 total
Footnotes (5)
- [F1]This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019.
- [F2]This figure is the weighted average sales price of multiple trades ranging from $10.50 to $10.53 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F3]This figure is the weighted average sales price of multiple trades ranging from $10.51 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F4]Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- [F5]This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable.