4//SEC Filing
Siebert Eric 4
Accession 0001437749-20-001826
CIK 0001421517other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:32 PM ET
Size
10.2 KB
Accession
0001437749-20-001826
Insider Transaction Report
Form 4
Siebert Eric
VP, Corporate Strategy
Transactions
- Exercise/Conversion
Common Stock
2020-02-05$2.61/sh+11,446$29,874→ 83,551 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-05−11,446→ 75,000 totalExercise: $2.61Exp: 2025-06-08→ Common Stock (11,446 underlying) - Tax Payment
Common Stock
2020-02-03$10.25/sh−4,266$43,706→ 72,105 total - Sale
Common Stock
2020-02-05$10.53/sh−11,446$120,576→ 72,105 total
Footnotes (5)
- [F1]Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- [F2]Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F3]This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019.
- [F4]This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F5]This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable.
Documents
Issuer
Energy Recovery, Inc.
CIK 0001421517
Entity typeother
Related Parties
1- filerCIK 0001668414
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 7:32 PM ET
- Size
- 10.2 KB