Home/Filings/4/0001437749-20-001827
4//SEC Filing

Smith Emily 4

Accession 0001437749-20-001827

CIK 0001421517other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 7:32 PM ET

Size

11.3 KB

Accession

0001437749-20-001827

Insider Transaction Report

Form 4
Period: 2020-02-03
Smith Emily
VP, Marketing
Transactions
  • Tax Payment

    Common Stock

    2020-02-03$10.26/sh1,848$18,95263,495 total
  • Sale

    Common Stock

    2020-02-04$10.41/sh2,675$27,84859,433 total
  • Sale

    Common Stock

    2020-02-05$10.55/sh4,684$49,39954,040 total
  • Tax Payment

    Common Stock

    2020-02-04$10.41/sh1,387$14,43962,108 total
  • Tax Payment

    Common Stock

    2020-02-05$9.48/sh709$6,72158,724 total
Footnotes (6)
  • [F1]Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
  • [F2]Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  • [F3]This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019.
  • [F4]Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
  • [F5]Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  • [F6]This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Issuer

Energy Recovery, Inc.

CIK 0001421517

Entity typeother

Related Parties

1
  • filerCIK 0001668423

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:32 PM ET
Size
11.3 KB