Smith Emily 4
4 · Energy Recovery, Inc. · Filed Feb 5, 2020
Insider Transaction Report
Form 4
Smith Emily
VP, Marketing
Transactions
- Tax Payment
Common Stock
2020-02-03$10.26/sh−1,848$18,952→ 63,495 total - Sale
Common Stock
2020-02-04$10.41/sh−2,675$27,848→ 59,433 total - Sale
Common Stock
2020-02-05$10.55/sh−4,684$49,399→ 54,040 total - Tax Payment
Common Stock
2020-02-04$10.41/sh−1,387$14,439→ 62,108 total - Tax Payment
Common Stock
2020-02-05$9.48/sh−709$6,721→ 58,724 total
Footnotes (6)
- [F1]Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- [F2]Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F3]This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019.
- [F4]Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- [F5]Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F6]This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.