FAGENSON ROBERT B 4
4 · NATIONAL HOLDINGS CORP · Filed Feb 14, 2020
Insider Transaction Report
Form 4
FAGENSON ROBERT B
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2020-02-12+25,000→ 398,354 total - Exercise/Conversion
Common Stock
2020-02-12+3,496→ 401,850 total - Exercise/Conversion
Common Stock
2020-02-13+5,160→ 407,010 total - Exercise/Conversion
Restricted Stock Units
2020-02-12−25,000→ 22,578 total→ Common Stock (25,000 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-12−3,496→ 19,082 total→ Common Stock (3,496 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-13−5,160→ 13,922 total→ Common Stock (5,160 underlying)
Footnotes (5)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019.
- [F4]On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019.
- [F5]On February 13, 2019, the reporting person was granted 15,480 restricted stock units. These stock units vest in three equal annual installments beginning February 13, 2020.