Xu Xiaochun 4
4 · ThermoGenesis Holdings, Inc. · Filed Feb 18, 2020
Insider Transaction Report
Form 4
Xu Xiaochun
Director
Transactions
- Conversion
Second Amended and Restated Convertible Note
2020-02-13→ 0 total(indirect: Held by Boyalife Asset Holding II, Inc.)Exercise: $1.80From: 2018-04-16Exp: 2022-03-06→ Common Stock (1,666,670 underlying) - Conversion
Common Stock
2020-02-13$1.80/sh+1,666,670$3,000,006→ 2,350,494 total(indirect: Held by Boyalife Asset Holding II, Inc.)
Footnotes (1)
- [F1]On February 13, 2020, Boyalife Asset Holding II, Inc. converted an aggregate of $3,000,000 of outstanding principal and interest under a Second Amended and Restated Convertible Promissory Note issued by Issuer in April 2018. As of the date of this Form 4, there was $7,582,000 in principal and approximately $300,000 in accrued interest outstanding under the Note, all of which is convertible at a conversion price of $1.80 per share. Boyalife Asset Holding II, Inc. is 100% owned by Boyalife Group, Inc., which is 100% owned by Dr. Xiaochun Xu.