4//SEC Filing
Xu Xiaochun 4
Accession 0001437749-20-002957
CIK 0000811212other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 7:56 PM ET
Size
10.1 KB
Accession
0001437749-20-002957
Insider Transaction Report
Form 4
Boyalife Asset Holding II, Inc.
10% Owner
Transactions
- Conversion
Second Amended and Restated Convertible Note
2020-02-13→ 0 total(indirect: Held by Boyalife Asset Holding II, Inc.)Exercise: $1.80From: 2018-04-16Exp: 2022-03-06→ Common Stock (1,666,670 underlying) - Conversion
Common Stock
2020-02-13$1.80/sh+1,666,670$3,000,006→ 2,350,494 total(indirect: Held by Boyalife Asset Holding II, Inc.)
Xu Xiaochun
Director
Transactions
- Conversion
Second Amended and Restated Convertible Note
2020-02-13→ 0 total(indirect: Held by Boyalife Asset Holding II, Inc.)Exercise: $1.80From: 2018-04-16Exp: 2022-03-06→ Common Stock (1,666,670 underlying) - Conversion
Common Stock
2020-02-13$1.80/sh+1,666,670$3,000,006→ 2,350,494 total(indirect: Held by Boyalife Asset Holding II, Inc.)
Boyalife Group, Inc.
10% Owner
Transactions
- Conversion
Common Stock
2020-02-13$1.80/sh+1,666,670$3,000,006→ 2,350,494 total(indirect: Held by Boyalife Asset Holding II, Inc.) - Conversion
Second Amended and Restated Convertible Note
2020-02-13→ 0 total(indirect: Held by Boyalife Asset Holding II, Inc.)Exercise: $1.80From: 2018-04-16Exp: 2022-03-06→ Common Stock (1,666,670 underlying)
Footnotes (1)
- [F1]On February 13, 2020, Boyalife Asset Holding II, Inc. converted an aggregate of $3,000,000 of outstanding principal and interest under a Second Amended and Restated Convertible Promissory Note issued by Issuer in April 2018. As of the date of this Form 4, there was $7,582,000 in principal and approximately $300,000 in accrued interest outstanding under the Note, all of which is convertible at a conversion price of $1.80 per share. Boyalife Asset Holding II, Inc. is 100% owned by Boyalife Group, Inc., which is 100% owned by Dr. Xiaochun Xu.
Documents
Issuer
ThermoGenesis Holdings, Inc.
CIK 0000811212
Entity typeother
Related Parties
1- filerCIK 0001669192
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 7:56 PM ET
- Size
- 10.1 KB