4//SEC Filing
Siebert Eric 4
Accession 0001437749-20-003293
CIK 0001421517other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 9:18 PM ET
Size
19.9 KB
Accession
0001437749-20-003293
Insider Transaction Report
Form 4
Siebert Eric
VP, Corporate Strategy
Transactions
- Exercise/Conversion
Common Stock
2020-02-19$2.61/sh+1,100$2,871→ 73,205 total - Sale
Common Stock
2020-02-19$11.00/sh−1,100$12,100→ 72,105 total - Exercise/Conversion
Common Stock
2020-02-20$2.61/sh+17,298$45,148→ 89,403 total - Sale
Common Stock
2020-02-20$11.01/sh−17,298$190,486→ 72,105 total - Exercise/Conversion
Common Stock
2020-02-21$2.61/sh+1,900$4,959→ 74,005 total - Sale
Common Stock
2020-02-21$11.02/sh−1,900$20,936→ 72,105 total - Tax Payment
Common Stock
2020-02-21$10.42/sh−101$1,052→ 72,004 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-19−1,100→ 72,800 totalExercise: $2.61Exp: 2025-06-08→ Common Stock (1,100 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-20−17,298→ 55,502 totalExercise: $2.61Exp: 2025-06-08→ Common Stock (17,298 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-21−1,900→ 53,602 totalExercise: $2.61Exp: 2025-06-08→ Common Stock (1,900 underlying)
Footnotes (5)
- [F1]This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019.
- [F2]This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F3]This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F4]Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- [F5]This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable.
Documents
Issuer
Energy Recovery, Inc.
CIK 0001421517
Entity typeother
Related Parties
1- filerCIK 0001668414
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 9:18 PM ET
- Size
- 19.9 KB