Siebert Eric 4

4 · Energy Recovery, Inc. · Filed Feb 21, 2020

Form 4

Period: 2020-02-19

VP, Corporate Strategy

Transactions

Exercise/Conversion
Common Stock
2020-02-19$2.61/sh+1,100$2,871→ 73,205 total
Sale
Common Stock
2020-02-19$11.00/sh−1,100$12,100→ 72,105 total
Exercise/Conversion
Common Stock
2020-02-20$2.61/sh+17,298$45,148→ 89,403 total
Sale
Common Stock
2020-02-20$11.01/sh−17,298$190,486→ 72,105 total
Exercise/Conversion
Common Stock
2020-02-21$2.61/sh+1,900$4,959→ 74,005 total
Sale
Common Stock
2020-02-21$11.02/sh−1,900$20,936→ 72,105 total
Tax Payment
Common Stock
2020-02-21$10.42/sh−101$1,052→ 72,004 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-19−1,100→ 72,800 total
Exercise: $2.61Exp: 2025-06-08→ Common Stock (1,100 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-20−17,298→ 55,502 total
Exercise: $2.61Exp: 2025-06-08→ Common Stock (17,298 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-21−1,900→ 53,602 total
Exercise: $2.61Exp: 2025-06-08→ Common Stock (1,900 underlying)

Footnotes (5)

[F1]This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019.
[F2]This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F3]This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F4]Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
[F5]This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable.

Documents

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