4//SEC Filing
Tai Pin 4
Accession 0001437749-20-004373
CIK 0000861842other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 8:14 PM ET
Size
11.6 KB
Accession
0001437749-20-004373
Insider Transaction Report
Form 4
Tai Pin
EVP, Deputy CLO, Cathay Bank
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-03-02−2,718→ 5,436 totalFrom: 2020-03-02→ Common Stock (2,718 underlying) - Exercise/Conversion
Common Stock
2020-03-02+1,673→ 53,396 total - Exercise/Conversion
Common Stock
2020-03-02+2,718→ 56,114 total - Exercise/Conversion
Restricted Stock Units
2020-03-02−1,673→ 1,673 totalFrom: 2020-03-02→ Common Stock (1,673 underlying)
Holdings
- 912(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
- [F2]On March 1, 2018, the Issuer awarded 5,021 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,675 restricted stock units vested on March 1, 2019, the second installment of 1,673 restricted stock units vested on March 2, 2020, and the last installment of 1,673 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control.
- [F3]On March 1, 2019, the Issuer awarded 8,154 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,718 restricted stock units vested on March 2, 2020, and, subject to continued employment, the second installment of 2,718 restricted stock units will vest on March 1, 2021, and the last installment of 2,718 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001577235
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 8:14 PM ET
- Size
- 11.6 KB