Tai Pin 4

4 · CATHAY GENERAL BANCORP · Filed Mar 4, 2020

Form 4

Period: 2020-03-02

EVP, Deputy CLO, Cathay Bank

Transactions

Exercise/Conversion
Restricted Stock Units
2020-03-02−2,718→ 5,436 total
From: 2020-03-02→ Common Stock (2,718 underlying)
Exercise/Conversion
Common Stock
2020-03-02+1,673→ 53,396 total
Exercise/Conversion
Common Stock
2020-03-02+2,718→ 56,114 total
Exercise/Conversion
Restricted Stock Units
2020-03-02−1,673→ 1,673 total
From: 2020-03-02→ Common Stock (1,673 underlying)

Holdings

Footnotes (3)

[F1]Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
[F2]On March 1, 2018, the Issuer awarded 5,021 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,675 restricted stock units vested on March 1, 2019, the second installment of 1,673 restricted stock units vested on March 2, 2020, and the last installment of 1,673 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control.
[F3]On March 1, 2019, the Issuer awarded 8,154 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,718 restricted stock units vested on March 2, 2020, and, subject to continued employment, the second installment of 2,718 restricted stock units will vest on March 1, 2021, and the last installment of 2,718 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control.

Documents

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