4//SEC Filing
ALLEN H C JR 4
Accession 0001437749-20-004464
CIK 0001172358other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 8:11 PM ET
Size
18.9 KB
Accession
0001437749-20-004464
Insider Transaction Report
Form 4
ALLEN H C JR
DirectorChief Financial Officer
Transactions
- Purchase
Common Units
2020-03-03$15.00/sh+500$7,500→ 7,470 total(indirect: See Footnote) - Purchase
Common Units
2020-03-03$14.80/sh+950$14,060→ 8,420 total(indirect: See Footnote) - Purchase
Common Units
2020-03-03$14.80/sh+1,000$14,800→ 26,600 total(indirect: See Footnote) - Purchase
Common Units
2020-03-04$14.65/sh+1,000$14,650→ 27,600 total(indirect: See Footnote) - Purchase
Common Units
2020-03-03$14.86/sh+1,000$14,860→ 19,537 total(indirect: See Footnote) - Purchase
Common Units
2020-03-04$14.65/sh+1,000$14,650→ 20,537 total(indirect: See Footnote) - Purchase
Common Units
2020-03-03$14.89/sh+160$2,382→ 30,313.02 total - Purchase
Common Units
2020-03-03$14.86/sh+295$4,384→ 30,608.02 total
Holdings
- 53,224(indirect: See Footnote)
Common Units
- 154,840(indirect: See Footnote)
Common Units
- 5,531(indirect: See Footnote)
Common Units
Footnotes (7)
- [F1]These common units are held by Mega Petroleum, Inc. Mr. Allen is the President of Mega Petroleum, Inc. and disclaims beneficial ownership of these units. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]These common units are held by the Credit Shelter Trust of which Mr. Allen is a trustee. 25,600 common units were transferred into the Credit Shelter Trust from the 2011 Pete and Kay Allen Family Trust and from Mr. Allen's individual account.
- [F3]These common units are held by the Surviving Settlors Trust of which Mr. Allen is trustee. 18,537 units were transferred into the Surviving Settlors Trust from the 2011 Pete and Kay Allen Family Trust and from Mr. Allen's individual account.
- [F4]These common units are held by Mr. Allen in his individual name, IRA or Keogh Plan.
- [F5]Mr. Allen disclaims beneficial ownership of those common units owned by Rabbitfoot Investments, LLC in which he does not have pecuniary interest. Rabbitfoot Investments, LLC is owned by Rabbitfoot Ranch and Cattle Company, Ltd. and its general partner is RR&CC Management, Inc. which is owned by Mr. Allen and his spouse.
- [F6]Mr. Allen disclaims beneficial ownership of those common units owned by SAM Partners Management, Inc. in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of SAM Partners Management, Inc.
- [F7]Mr. Allen disclaims beneficial ownership of those common units owned by Smith Allen Oil & Gas, LLP in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of Smith Allen Oil & Gas, LLP.
Documents
Issuer
DORCHESTER MINERALS, L.P.
CIK 0001172358
Entity typeother
Related Parties
1- filerCIK 0001200964
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 8:11 PM ET
- Size
- 18.9 KB