Paul Cynthia 4
4 · DSP GROUP INC /DE/ · Filed Mar 20, 2020
Insider Transaction Report
Form 4
Paul Cynthia
Director
Transactions
- Purchase
Common Stock
2020-03-19$11.03/sh+43,032$474,600→ 453,032 total(indirect: By Lynrock Lake LP) - Purchase
Common Stock
2020-03-20$11.10/sh+46,968$521,195→ 500,000 total(indirect: By Lynrock Lake LP)
Holdings
- 105,871(indirect: By Lynrock Lake Master Fund LP)
Common Stock
- 18,420
Common Stock
Footnotes (5)
- [F1]Purchased pursuant to a 10b5-1 Plan adopted by Lynrock Lake LP and the Reporting Person.
- [F2]The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F3]This transaction was executed in multiple trades ranging from $11.0259 to $11.0316. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F4]This transaction was executed in multiple trades ranging from $11.05 to $11.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F5]Represents an aggregate of 605,871 shares outstanding held indirectly through partnerships, 11,712 shares outstanding held directly and 6,708 unvested RSUs held directly.