DSP GROUP INC /DE/·4

Mar 20, 5:34 PM ET

Paul Cynthia 4

4 · DSP GROUP INC /DE/ · Filed Mar 20, 2020

Insider Transaction Report

Form 4
Period: 2020-03-19
Paul Cynthia
Director
Transactions
  • Purchase

    Common Stock

    2020-03-19$11.03/sh+43,032$474,600453,032 total(indirect: By Lynrock Lake LP)
  • Purchase

    Common Stock

    2020-03-20$11.10/sh+46,968$521,195500,000 total(indirect: By Lynrock Lake LP)
Holdings
  • Common Stock

    (indirect: By Lynrock Lake Master Fund LP)
    105,871
  • Common Stock

    18,420
Footnotes (5)
  • [F1]Purchased pursuant to a 10b5-1 Plan adopted by Lynrock Lake LP and the Reporting Person.
  • [F2]The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
  • [F3]This transaction was executed in multiple trades ranging from $11.0259 to $11.0316. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F4]This transaction was executed in multiple trades ranging from $11.05 to $11.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F5]Represents an aggregate of 605,871 shares outstanding held indirectly through partnerships, 11,712 shares outstanding held directly and 6,708 unvested RSUs held directly.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    DSPG - FORM 4 - C. PAUL (03-19-20)