CATHAY GENERAL BANCORP·4

Mar 31, 6:03 PM ET

Tai Pin 4

4 · CATHAY GENERAL BANCORP · Filed Mar 31, 2020

Insider Transaction Report

Form 4
Period: 2020-03-27
Tai Pin
EVP, Deputy CLO, Cathay Bank
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2020-03-271,2970 total
    From: 2020-03-27Common Stock (1,297 underlying)
  • Exercise/Conversion

    Common Stock

    2020-03-27+1,29757,411 total
Holdings
  • Common Stock

    (indirect: By ESOP)
    925
Footnotes (3)
  • [F1]Includes 13.244 shares acquired through dividend reinvestment year-to-date.
  • [F2]Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
  • [F3]On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020.

Documents

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