WONG IRWIN 4

4 · CATHAY GENERAL BANCORP · Filed Apr 3, 2020

Form 4

Period: 2020-04-01

EVP - Branch Administration

Transactions

Exercise/Conversion
Restricted Stock Units
2020-04-01−3,889→ 0 total
→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2020-04-01+6,398→ 67,705 total
Exercise/Conversion
Restricted Stock Units
2020-04-01−7,779→ 0 total
→ Common Stock (0 underlying)
Tax Payment
Common Stock
2020-04-01$21.68/sh−8,926$193,516→ 58,779 total
Exercise/Conversion
Common Stock
2020-04-01+6,613→ 48,508 total
Exercise/Conversion
Restricted Stock Units
2020-04-01−4,050→ 0 total
→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2020-04-01+12,799→ 61,307 total

Holdings

Footnotes (8)

[F1]Includes 280.857 shares acquired through dividend reinvestment year-to-date.
[F2]Includes 88.236 shares acquired through dividend reinvestment year-to-date.
[F3]Of the previously reported target award of 4,050 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
[F4]Of the previously reported target award of 7,779 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
[F5]Of the previously reported target award of 3,889 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
[F6]Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
[F7]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016.
[F8]Performance-based restricted stock units vested on December 31, 2019.

Documents

1 file