4//SEC Filing
WONG IRWIN 4
Accession 0001437749-20-007160
CIK 0000861842other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:34 PM ET
Size
16.9 KB
Accession
0001437749-20-007160
Insider Transaction Report
Form 4
WONG IRWIN
EVP - Branch Administration
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-04-01−3,889→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2020-04-01+6,398→ 67,705 total - Exercise/Conversion
Restricted Stock Units
2020-04-01−7,779→ 0 total→ Common Stock (0 underlying) - Tax Payment
Common Stock
2020-04-01$21.68/sh−8,926$193,516→ 58,779 total - Exercise/Conversion
Common Stock
2020-04-01+6,613→ 48,508 total - Exercise/Conversion
Restricted Stock Units
2020-04-01−4,050→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2020-04-01+12,799→ 61,307 total
Holdings
- 19,616(indirect: By ESOP)
Common Stock
Footnotes (8)
- [F1]Includes 280.857 shares acquired through dividend reinvestment year-to-date.
- [F2]Includes 88.236 shares acquired through dividend reinvestment year-to-date.
- [F3]Of the previously reported target award of 4,050 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Of the previously reported target award of 7,779 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F5]Of the previously reported target award of 3,889 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F6]Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
- [F7]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016.
- [F8]Performance-based restricted stock units vested on December 31, 2019.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001185635
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 5:34 PM ET
- Size
- 16.9 KB