Kim Lisa L. 4
4 · CATHAY GENERAL BANCORP · Filed Apr 3, 2020
Insider Transaction Report
Form 4
Kim Lisa L.
EVP, General Counsel
Transactions
- Exercise/Conversion
Common Stock
2020-04-01+2,734→ 11,456 total - Tax Payment
Common Stock
2020-04-01$21.68/sh−3,815$82,709→ 7,641 total - Exercise/Conversion
Common Stock
2020-04-01+5,469→ 8,722 total - Exercise/Conversion
Restricted Stock Units
2020-04-01−1,730→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Restricted Stock Units
2020-04-01−1,662→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2020-04-01+2,825→ 3,253 total - Exercise/Conversion
Restricted Stock Units
2020-04-01−3,324→ 0 total→ Common Stock (0 underlying)
Footnotes (6)
- [F1]Of the previously reported target award of 1,730 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
- [F2]Of the previously reported target award of 3,324 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F3]Of the previously reported target award of 1,662 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
- [F5]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016.
- [F6]Performance-based restricted stock units vested on December 31, 2019.