Mullen Michael A 4
4 · NATIONAL HOLDINGS CORP · Filed Apr 14, 2020
Insider Transaction Report
Form 4
Mullen Michael A
Co-Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2020-04-10+41,143→ 339,736 total - Exercise/Conversion
Restricted Stock Units
2020-04-10−41,143→ 1,092,543 total→ Common Stock (41,143 underlying)
Footnotes (3)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]On April 10, 2018, the reporting person was granted 246,857 restricted stock units. Fifty percent of the restricted stock units vest in three equal annual installments beginning April 10, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.