WINDTREE THERAPEUTICS INC /DE/·4

May 27, 9:54 PM ET

Simonson Steven 4

4 · WINDTREE THERAPEUTICS INC /DE/ · Filed May 27, 2020

Insider Transaction Report

Form 4
Period: 2020-05-22
Simonson Steven
SVP, Chief Development Officer
Transactions
  • Purchase

    Common Stock Warrants

    2020-05-22+517517 total
    Exercise: $7.97From: 2020-05-22Exp: 2025-05-22Common Stock (517 underlying)
  • Purchase

    Common Stock

    2020-05-22$7.25/sh+517$3,74810,802 total
Holdings
  • Common Stock

    (indirect: By Trust)
    292
Footnotes (3)
  • [F1]Adjusted to reflect 1-for-3 reverse stock split effective April 29, 2020.
  • [F2]Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
  • [F3]Issued in connection with the purchase of shares of common stock on May 22, 2020 as reported above.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4