|4Jun 11, 7:07 PM ET

Neff Douglas C 4

4 · New Home Co Inc. · Filed Jun 11, 2020

Insider Transaction Report

Form 4
Period: 2020-06-09
Transactions
  • Award

    Common Stock

    2020-06-09+16,75929,802 total
Holdings
  • Common Stock

    (indirect: By LLC)
    2,442,901
Footnotes (2)
  • [F1]Represents restricted stock units which vest on the earlier of the (i) first anniversary of the grant date and (ii) the date of next annual meeting of the Company's stockholders, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. The restricted stock units convert into common stock on a one-for-one basis.
  • [F2]The shares are owned directly by IHP Capital Partners VI, LLC, a Delaware limited liability company ("IHP VI LLC"), and indirectly by Douglas C. Neff, who is the president of IHP Capital Partners, a California corporation, which is the General Partner of Institutional Housing Partners VI L.P., a California limited partnership, which is the manager of IHP VI LLC. Mr. Neff disclaims ownership of these shares except to the extent of any pecuniary interest therein.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4