iMedia Brands, Inc.·4/A

Jul 15, 4:57 PM ET

Friedman Michael 4/A

4/A · iMedia Brands, Inc. · Filed Jul 15, 2020

Insider Transaction Report

Form 4/AAmended
Period: 2020-04-17
Transactions
  • Purchase

    Warrants (right to buy)

    2020-04-17+73,67473,674 total
    Exercise: $0.00From: 2020-07-11Exp: 2025-04-14Common Stock (73,674 underlying)
  • Purchase

    Common Stock

    2020-04-17$2.06/sh+653,348$1,347,988912,949 total
Footnotes (4)
  • [F1]Consists of: (i) 242,341 shares of Common Stock purchased in the first tranche pursuant to the Common Stock and Warrant Purchase Agreement, dated April 14, 2020, by and between the Issuer and the Purchasers listed therein (the "Purchase Agreement"), which closed on April 17, 2020; (ii) 121,170 shares of Common Stock purchased in the second tranche pursuant to the Purchase Agreement, which closed on May 23, 2020; (iii) 121,170 shares of Common Stock purchased in the third tranche pursuant to the Purchase Agreement, which closed on June 13, 2020; and (iv) 168,667 shares of Common Stock purchased in the fourth tranche pursuant to the Purchase Agreement, which closed on July 11, 2020 (where the 19.999% blocker limitation set forth in the Purchase Agreement was implicated and 73,674 blocker warrants were issued in lieu of shares of Common Stock which became immediately exercisable with an exercise price of $0.001).
  • [F2]The reporting person's Form 4 filed on April 21, 2020 understated shares purchased by 1,904 shares due to information then available on the future tranche closings.
  • [F3]After taking into account the 1-for-10 reverse stock split effective December 11, 2019.
  • [F4]The reporting person's Form 4 filed on April 21, 2020 overstated the blocker warrants issued by 1,904 blocker warrants due to information then available on the future tranche closings.

Documents

1 file
  • 4
    rdgdoc.xml

    FORM 4/A