4//SEC Filing
DeSena John C. 4
Accession 0001437749-20-015489
CIK 0001023844other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:03 PM ET
Size
7.0 KB
Accession
0001437749-20-015489
Insider Transaction Report
Form 4
DeSena John C.
Chief Operating Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-07-19−9,375→ 354,792 total→ Common Stock (9,375 underlying) - Exercise/Conversion
Common Stock
2020-07-19+9,375→ 63,261 total
Footnotes (3)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock
- [F3]On July 19, 2017, the reporting person was granted 75,000 restricted stock units. Fifty percent of the restricted stock units vest in four equal annual installments beginning July 19, 2018. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeother
Related Parties
1- filerCIK 0001766495
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:03 PM ET
- Size
- 7.0 KB