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4//SEC Filing

Balak Salesh 4

Accession 0001437749-20-019433

CIK 0001279695other
View on SEC.govCompany Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 6:05 AM ET

Size

11.6 KB

Accession

0001437749-20-019433

Insider Transaction Report

Form 4
Period: 2020-09-01
UNIVERSAL BIOSENSORS INCUBI
Balak Salesh
Chief Financial Officier
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-09-01+500,000→ 500,000 total
    Exercise: $0.30Exp: 2025-03-24→ Common Stock (500,000 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying)
    40,000

  • Common Stock

    226,558

  • Stock Option (Right to Buy)

    Exercise: $0.50Exp: 2023-04-20→ Common Stock (721,000 underlying)
    721,000

  • Stock Option (Right to Buy)

    Exercise: $0.50Exp: 2024-02-27→ Common Stock (216,300 underlying)
    216,300

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying)
    40,000
Footnotes (7)
  • [F1]The price reported is stated in Australian dollars.
  • [F2]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
  • [F3]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vested and became exercisable on 12/31/2017.
  • [F4]216,300 stock options vested and became exercisable on 12/31/2017.
  • [F5]206,000 of the stock options vested and became exercisable on 10/05/2016, 412,000 of the stock options vested and became exercisable on 12/31/2016 and 103,000 of the stock options vested and became exercisable on 02/23/2017.
  • [F6]The options are fully vested but can only be exercised after 03/01/2021.
  • [F7]Includes (i) 222,392 shares in the form of CDIs Mr. Balak holds directly and (ii) 4,166 restricted fully paid shares.

Documents

1 file

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

→
Entity typeother

Related Parties

1
  • filerCIK 0001397500

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 6:05 AM ET
Size
11.6 KB
View on SEC.gov