SPENCER JOHN N JR 4
4 · GeoVax Labs, Inc. · Filed Sep 29, 2020
Insider Transaction Report
Form 4
SPENCER JOHN N JR
Director
Transactions
- Purchase
Common Stock
2020-09-29$5.00/sh+21,024$105,120→ 21,024 total - Purchase
Common Stock Purchase Warrant
2020-09-29+21,024→ 21,024 totalExercise: $5.00From: 2020-09-29Exp: 2025-09-29→ Common Stock (21,024 underlying)
Footnotes (1)
- [F1]These securities are subject to a lock-up agreement, dated August 31, 2020, between the Reporting Person and Maxim Group LLC. The securities may not be sold, exercised, or otherwise transferred prior to March 29, 2021, unless the restrictions are earlier waived by Maxim Group LLC or pursuant to specific exemptions in the lock-up agreement.