Curtis Eric 4

4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Oct 9, 2020

Insider Transaction Report

Form 4
Period: 2020-07-29
Curtis Eric
SVP & COO
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2020-07-29+205,461205,461 total
    Exercise: $7.65From: 2021-07-29Exp: 2030-07-29Common Stock (205,461 underlying)
Footnotes (2)
  • [F1]On July 29, 2020, the Compensation Committee (the "Committee") of the Board of Directors of Windtree Therapeutics, Inc., a Delaware corporation (the "Company") granted the stock option to Mr. Curtis outside of the Windtree Therapeutics, Inc. 2011 Long-Term Incentive Plan (the "Plan"), subject to approval by the stockholders of the Company at a later date. On September 29, 2020, the Committee amended the stock option grant to be under the Plan.
  • [F2]This employee stock option shall vest in a series of three successive, equal installments beginning with the first anniversary of the grant.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4