|4Oct 9, 7:21 PM ET

Allen Jim L. 4

4 · BioCardia, Inc. · Filed Oct 9, 2020

Insider Transaction Report

Form 4
Period: 2020-09-30
BioCardia, Inc.BCDA;BCDAW
Allen Jim L.
Director
Transactions
  • Award

    Common Stock

    2020-09-30+2,734673,668 total
Holdings
  • Common Stock

    (indirect: See footnote)
    92
  • Common Stock

    (indirect: See footnote)
    92
Footnotes (2)
  • [F1]The award relates to vested restricted stock units ("RSUs") granted September 30, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (i) two years from the date of grant, (ii) the date the director ceases to be a service provider, or (iii) such other date as the administrator determines under the Issuer's 2016 Equity Incentive Plan.
  • [F2]The shares are held in a custodial account for the benefit of a grandchild of the Reporting Person.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4