Home/Filings/4/0001437749-20-021186
4//SEC Filing

SLACKMAN DAVID S 4

Accession 0001437749-20-021186

CIK 0001001258other

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 4:16 PM ET

Size

11.1 KB

Accession

0001437749-20-021186

Insider Transaction Report

Form 4
Period: 2020-09-29
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2020-09-297,5000 total
    Exercise: $9.57Exp: 2022-12-18Common Stock (7,500 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2020-09-2930,0000 total
    Exercise: $7.63Exp: 2020-12-15Common Stock (30,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2020-09-295,0000 total
    Exercise: $7.77Exp: 2021-12-13Common Stock (5,000 underlying)
  • Disposition to Issuer

    Common Stock, par value $.01 per share

    2020-09-29$13.10/sh14,500$189,9500 total
Footnotes (3)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of April 8, 2020 (as amended, the "Merger Agreement") among Asta Funding, Inc. (the "Company"), Asta Finance Acquisition Inc., and Asta Finance Acquisition Sub Inc., these shares were cancelled and converted into the right to receive $13.10 in cash, without interest, less any applicable withholding taxes.
  • [F2]Options were fully exercisable as of September 29, 2020.
  • [F3]Pursuant to the Merger Agreement, each tendered option was cancelled in exchange for the right to receive cash consideration equal to (a) the product of (i) the excess, if any, of $13.10 over the exercise price per share of the Company's common stock subject to such Company stock option multiplied by (ii) the total number of shares of the Company's common stock subject to such Company stock option, without interest, less (b) such amounts as are required to be withheld or deducted under applicable tax provisions.

Issuer

ASTA FUNDING INC

CIK 0001001258

Entity typeother

Related Parties

1
  • filerCIK 0001186840

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 4:16 PM ET
Size
11.1 KB