|4Oct 19, 5:08 PM ET

Carrazza Michael A. 4

4 · PATRIOT NATIONAL BANCORP INC · Filed Oct 19, 2020

Insider Transaction Report

Form 4
Period: 2020-10-15
Carrazza Michael A.
Director10% Owner
Transactions
  • Other

    Common Stock

    2020-10-1525,8362,494,164 total(indirect: By LLC)
Holdings
  • Common Stock

    22,431
  • Common Stock

    (indirect: By Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza)
    7,331
  • Common Stock

    (indirect: By LLC)
    815
Footnotes (2)
  • [F1]The Reporting Person is the managing member of PNBK Sponsor LLC ("Sponsor"), which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Sponsor and Holdings.
  • [F2]On October 15, 2020, Holdings commenced an in-kind distribution of 25,836 shares of restricted common stock of the Issuer.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4