Home/Filings/4/0001437749-20-021435
4//SEC Filing

GALLOWAY CHRISTOPHER D 4

Accession 0001437749-20-021435

CIK 0001053691other

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 8:04 PM ET

Size

5.8 KB

Accession

0001437749-20-021435

Insider Transaction Report

Form 4
Period: 2020-10-19
GALLOWAY CHRISTOPHER D
Chief Medical Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-10-19+200,000200,000 total
    Exercise: $0.85Exp: 2030-10-19Common Stock (200,000 underlying)
Footnotes (2)
  • [F1]In connection with the Reporting Person's new employment with the Issuer, the Compensation Committee of the Issuer's Board of Directors approved the grant of non-qualified stock options to the Reporting Person. The grant was made as an inducement material to the Reporting Person's acceptance of employment with the Issuer, in accordance with NASDAQ Listing Rule 5635(c)(4).
  • [F2]The shares underlying the options will vest in 36 equal (or as nearly equal as possible) monthly installments on the last calendar day of each month over a 36-month period beginning November 30, 2020.

Issuer

Diffusion Pharmaceuticals Inc.

CIK 0001053691

Entity typeother

Related Parties

1
  • filerCIK 0001829319

Filing Metadata

Form type
4
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 8:04 PM ET
Size
5.8 KB