4//SEC Filing
Mullen Michael A 4
Accession 0001437749-21-000256
CIK 0001023844other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:02 PM ET
Size
7.0 KB
Accession
0001437749-21-000256
Insider Transaction Report
Form 4
Mullen Michael A
Co-Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2021-01-03+78,125→ 457,469 total - Exercise/Conversion
Restricted Stock Units
2021-01-03−78,125→ 960,833 total→ Common Stock (78,125 underlying)
Footnotes (3)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]On January 3, 2017, the reporting person was granted 625,000 restricted stock units. Fifty percent of these restricted stock units vest in four equal annual installments beginning January 3, 2018. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeother
Related Parties
1- filerCIK 0001694509
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:02 PM ET
- Size
- 7.0 KB