Home/Filings/4/0001437749-21-001913
4//SEC Filing

Mandel Alexander 4

Accession 0001437749-21-001913

CIK 0001460329other

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 7:43 PM ET

Size

8.6 KB

Accession

0001437749-21-001913

Insider Transaction Report

Form 4
Period: 2021-02-01
Mandel Alexander
Chief Financial Officer
Transactions
  • Tax Payment

    Common Stock

    2021-02-01$5.73/sh27,290$156,37283,516 total
Holdings
  • Common Stock

    131,250
  • Common Stock

    25,000
  • Stock Option

    Exercise: $4.72From: 2020-02-01Exp: 2029-02-01Common Stock (308,000 underlying)
    308,000
Footnotes (5)
  • [F1]Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 68,750 restricted stock units ("RSUs") previously granted to the Reporting Person on February 1, 2019.
  • [F2]On February 1, 2019, the Reporting Person received a grant of 25,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest on February 1, 2022.
  • [F3]If the Reporting Person's employment is terminated by the Issuer without cause (as defined in the Reporting Person's Employment Agreement), if the term of the Reporting Person's employment expires after a notice of non-renewal is delivered by the Issuer or if the Reporting Person terminates his employment for good reason (as defined in the Reporting Person's Employment Agreement), any RSUs that were scheduled to vest within one year after the date of termination (if employment had continued) shall become immediately vested.
  • [F4]On February 1, 2019, the Reporting Person received a grant of 131,250 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in three equal annual installments, beginning on February 1, 2022.
  • [F5]50% of the Stock Option Grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.

Issuer

Fluent, Inc.

CIK 0001460329

Entity typeother

Related Parties

1
  • filerCIK 0001555382

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 7:43 PM ET
Size
8.6 KB