4//SEC Filing
Smith Emily 4
Accession 0001437749-21-001935
CIK 0001421517other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:43 PM ET
Size
10.5 KB
Accession
0001437749-21-001935
Insider Transaction Report
Form 4
Smith Emily
VP, Marketing
Transactions
- Award
Common Stock
2021-02-01$13.96/sh+12,535$174,989→ 57,643 total - Tax Payment
Common Stock
2021-02-02$13.97/sh−5,197$72,586→ 52,446 total - Tax Payment
Common Stock
2021-02-03$13.84/sh−1,182$16,363→ 51,264 total - Award
Employee Stock Option (Right to Buy)
2021-02-01+33,519→ 33,519 totalExercise: $13.96Exp: 2031-02-01→ Common Stock (33,519 underlying)
Footnotes (6)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.
- [F2]The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date.
- [F3]Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- [F4]This figure is the weighted average sales price of multiple trades ranging from $13.87 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F5]This figure is the weighted average sales price of multiple trades ranging from $13.78 to $13.95 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F6]This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.
Documents
Issuer
Energy Recovery, Inc.
CIK 0001421517
Entity typeother
Related Parties
1- filerCIK 0001668423
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 9:43 PM ET
- Size
- 10.5 KB