4//SEC Filing
MURPHY RICHARD 4
Accession 0001437749-21-003029
CIK 0000319458other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 6:30 PM ET
Size
10.3 KB
Accession
0001437749-21-003029
Insider Transaction Report
Form 4
Enservco CorpENSV
Cross River Partners LP
10% Owner
Transactions
- Other
Common Stock
2021-02-16$2.18/sh+601,674$1,311,649→ 1,824,802 total - Other
Warrant to Purchase Common Stock
2021-02-16+150,418→ 150,418 totalExercise: $2.51From: 2022-02-11Exp: 2026-02-11→ Common Stock (150,418 underlying)
Holdings
- 50,382
Common Stock
MURPHY RICHARD
10% Owner
Transactions
- Other
Common Stock
2021-02-16$2.18/sh+601,674$1,311,649→ 1,824,802 total - Other
Warrant to Purchase Common Stock
2021-02-16+150,418→ 150,418 totalExercise: $2.51From: 2022-02-11Exp: 2026-02-11→ Common Stock (150,418 underlying)
Holdings
- 50,382
Common Stock
Footnotes (4)
- [F1]Includes 16,043 shares of Restricted Stock, which restrictions lapse on 1/1/22.
- [F2]Shares acquired pursuant to conversion of outstanding debt. Also as a consideration for the conversion, the Partnership received a Warrant, as reported herein.
- [F3]These securities are directly owned by Richard Murphy, an officer and director of the Issuer, who is a Reporting Person.
- [F4]Held by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
Enservco Corp
CIK 0000319458
Entity typeother
Related Parties
1- filerCIK 0001450103
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 6:30 PM ET
- Size
- 10.3 KB