ROBERTSON ALICIA 4
4 · Business First Bancshares, Inc. · Filed Feb 19, 2021
Insider Transaction Report
Form 4
ROBERTSON ALICIA
EVP&CRO of Business First Bank
Transactions
- Exercise/Conversion
COMMON STOCK
2021-02-17$15.00/sh+6,000$90,000→ 15,317 total - Exercise/Conversion
COMMON STOCK
2021-02-17$17.11/sh+6,000$102,660→ 21,317 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-02-17+6,000→ 0 totalExercise: $15.00Exp: 2021-10-27→ Common Stock (6,000 underlying) - Sale
COMMON STOCK
2021-02-17$21.89/sh−8,630$188,911→ 12,687 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-02-17+6,000→ 0 totalExercise: $17.11Exp: 2024-07-31→ Common Stock (6,000 underlying)
Footnotes (4)
- [F1]Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.
- [F2]This transaction was executed in multiple trades at prices ranging from $21.86 to $22.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The Stock Options (Right to Buy) vested in four equal installments beginning on the grant date, October 27, 2011, and ending on October 27, 2014.
- [F4]The Stock Options (Right to Buy) vested in three equal installments beginning on the first anniversary of the grant date, July 31, 2014, and ending on July 31, 2017.