4//SEC Filing
Lin Ko-Yen 4
Accession 0001437749-21-003521
CIK 0001499422other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 9:06 PM ET
Size
11.3 KB
Accession
0001437749-21-003521
Insider Transaction Report
Form 4
RBB BancorpRBB
Lin Ko-Yen
Director
Transactions
- Exercise/Conversion
Option (right to buy)
2021-02-17$11.15/sh−10,763$120,005→ 0 totalExercise: $11.15Exp: 2012-05-16→ Common Stock (10,763 underlying) - Exercise/Conversion
Common Stock, No Par Value
2021-02-17$11.15/sh+10,763$120,005→ 116,591 total - Sale
Common Stock, No Par Value
2021-02-18$18.68/sh−10,763$201,026→ 105,828 total
Holdings
- 10,763
Option (right to buy)
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying) - 10,000
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]Exercise of reporting person's stock options that would otherwise expire 05/16/2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- [F2]Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.52 to $18.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- [F3]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- [F4]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- [F5]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Documents
Issuer
RBB Bancorp
CIK 0001499422
Entity typeother
Related Parties
1- filerCIK 0001711531
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 9:06 PM ET
- Size
- 11.3 KB