4//SEC Filing
FAGENSON ROBERT B 4
Accession 0001437749-21-004132
CIK 0001023844other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:18 PM ET
Size
7.4 KB
Accession
0001437749-21-004132
Insider Transaction Report
Form 4
FAGENSON ROBERT B
Director10% Owner
Transactions
- Disposition to Issuer
Restricted Stock Units
2021-02-25$3.25/sh−46,602$151,457→ 0 total→ Common Stock (46,602 underlying) - Disposition from Tender
Common Stock
2021-02-25$3.25/sh−407,010$1,322,783→ 0 total
Footnotes (3)
- [F1]Disposed of to B. Riley Principal Merger Corp. III ("Merger Sub"), which, pursuant to the terms of the Agreement and Plan of Merger, by and among National Holdings Corporation (the "Company"), B. Riley Financial, Inc. ("Parent"), and Merger Sub, dated as of January 10, 2021 (the "Merger Agreement"), commenced a tender offer to
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit that was outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to the full number of shares of the Company's common stock underlying such restricted stock unit multiplied by the Per Share Amount.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeother
Related Parties
1- filerCIK 0001215183
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 5:18 PM ET
- Size
- 7.4 KB