4//SEC Filing
Grace Melanie 4
Accession 0001437749-21-006366
CIK 0001280784other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 6:05 PM ET
Size
10.7 KB
Accession
0001437749-21-006366
Insider Transaction Report
Form 4
Grace Melanie
General Counsel & CCO
Transactions
- Award
Restricted Stock Units
2021-03-15$16.60/sh+513$8,516→ 23,052 total - Disposition to Issuer
Restricted Stock Units
2021-03-15$16.60/sh−82$1,361→ 22,960 total - Award
Common Stock
2021-03-15$16.60/sh+82$1,361→ 64,848 total - Tax Payment
Common Stock
2021-03-15$16.60/sh−41$681→ 64,807 total - Tax Payment
Restricted Stock Units
2021-03-15$16.60/sh−10$166→ 23,042 total
Footnotes (5)
- [F1]Represents dividend equivalent shares received on March 15, 2021.
- [F2]Represents dividend equivalent shares withheld to pay taxes applicable to the vesting of deferred dividend equivalent shares on March 15, 2021.
- [F3]Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on March 15, 2021.
- [F4]Represents Hercules, Inc. common stock received from vested dividend equivalent shares on March 15, 2021.
- [F5]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on March 15, 2021.
Documents
Issuer
Hercules Capital, Inc.
CIK 0001280784
Entity typeother
Related Parties
1- filerCIK 0001653448
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 6:05 PM ET
- Size
- 10.7 KB