Grace Melanie 4
4 · Hercules Capital, Inc. · Filed Mar 17, 2021
Insider Transaction Report
Form 4
Grace Melanie
General Counsel & CCO
Transactions
- Award
Restricted Stock Units
2021-03-15$16.60/sh+513$8,516→ 23,052 total - Disposition to Issuer
Restricted Stock Units
2021-03-15$16.60/sh−82$1,361→ 22,960 total - Award
Common Stock
2021-03-15$16.60/sh+82$1,361→ 64,848 total - Tax Payment
Common Stock
2021-03-15$16.60/sh−41$681→ 64,807 total - Tax Payment
Restricted Stock Units
2021-03-15$16.60/sh−10$166→ 23,042 total
Footnotes (5)
- [F1]Represents dividend equivalent shares received on March 15, 2021.
- [F2]Represents dividend equivalent shares withheld to pay taxes applicable to the vesting of deferred dividend equivalent shares on March 15, 2021.
- [F3]Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on March 15, 2021.
- [F4]Represents Hercules, Inc. common stock received from vested dividend equivalent shares on March 15, 2021.
- [F5]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on March 15, 2021.