4//SEC Filing
Dunn Alan G 4
Accession 0001437749-21-006536
CIK 0000787253other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:44 PM ET
Size
10.2 KB
Accession
0001437749-21-006536
Insider Transaction Report
Form 4
Dunn Alan G
Director
Transactions
- Award
Common Stock
2021-03-15+4,000→ 53,328 total - Exercise/Conversion
Stock Option
2021-03-16−10,000→ 0 totalExercise: $3.52From: 2012-06-13Exp: 2021-06-12→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2021-03-16$3.52/sh+10,000$35,200→ 63,328 total - Sale
Common Stock
2021-03-16$16.63/sh−2,117$35,206→ 61,211 total
Footnotes (4)
- [F1]This transaction represents a grant of restricted stock pursuant to the Issuer's 2020 Omnibus Incentive Plan.
- [F2]One third (1,334 shares) of the restricted stock vests on March 7, 2022; one third (1,333 shares) of the restricted stock vests on March 7, 2023, and the final third (1,333 shares) of the restricted stock vests on March 7, 2024.
- [F3]Represents the Director's net exercise of an Option for 10,000 shares. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person surrendered 2117 shares underlying the option and acquired ownership of an additional 7,883 shares of common stock.
- [F4]The shares were valued for determination of the exercise consideration at the closing price of the shares on Nasdaq on the day before exercise
Documents
Issuer
NATURAL ALTERNATIVES INTERNATIONAL INC
CIK 0000787253
Entity typeother
Related Parties
1- filerCIK 0001307087
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:44 PM ET
- Size
- 10.2 KB