WINDTREE THERAPEUTICS INC /DE/·4

Mar 25, 4:45 PM ET

Simonson Steven 4

4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Mar 25, 2021

Insider Transaction Report

Form 4
Period: 2021-03-25
Simonson Steven
SVP, Chief Development Officer
Transactions
  • Purchase

    Common Stock

    2021-03-25$3.25/sh+1,500$4,87512,302 total
  • Purchase

    Common Stock Warrants

    2021-03-25+1,5001,500 total
    Exercise: $3.60From: 2021-03-25Exp: 2026-03-25Common Stock (1,500 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    292
Footnotes (2)
  • [F1]Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
  • [F2]Issued in connection with the purchase of shares of common stock on March 25, 2021 as reported above.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4