Home/Filings/4/A/0001437749-21-007343

4/A//SEC Filing

ACM Value Opportunities Fund I GP, LLC 4/A

Accession 0001437749-21-007343

CIK 0001128281other

View on SEC.gov Company Profile

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 6:05 AM ET

Size

16.1 KB

Accession

0001437749-21-007343

Insider Transaction Report

Form 4/AAmended

Period: 2020-12-01

Saker Aviation Services, Inc.SKAS

ACM Value Opportunities Fund I, LP

10% OwnerOther

Transactions

Award
Stock Option (Right to Buy)
2020-12-01+3,333→ 3,333 total(indirect: See Footnote)
Exercise: $2.58From: 2021-12-01Exp: 2025-12-01→ Common Stock (3,333 underlying)

Holdings

Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $2.40From: 2019-12-01Exp: 2023-12-01→ Common Stock (3,333 underlying)
3,333
Common Stock
(indirect: See Footnote)
103,848
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $3.24From: 2018-12-01Exp: 2022-12-01→ Common Stock (3,333 underlying)
3,333
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $5.60From: 2020-12-05Exp: 2024-12-05→ Common Stock (3,333 underlying)
3,333

Arvice Capital Management, LLC

10% OwnerOther

Transactions

Award
Stock Option (Right to Buy)
2020-12-01+3,333→ 3,333 total(indirect: See Footnote)
Exercise: $2.58From: 2021-12-01Exp: 2025-12-01→ Common Stock (3,333 underlying)

Holdings

Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $3.24From: 2018-12-01Exp: 2022-12-01→ Common Stock (3,333 underlying)
3,333
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $2.40From: 2019-12-01Exp: 2023-12-01→ Common Stock (3,333 underlying)
3,333
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $5.60From: 2020-12-05Exp: 2024-12-05→ Common Stock (3,333 underlying)
3,333
Common Stock
(indirect: See Footnote)
103,848

Chodock Marc

Director10% Owner

Transactions

Award
Stock Option (Right to Buy)
2020-12-01+3,333→ 3,333 total(indirect: See Footnote)
Exercise: $2.58From: 2021-12-01Exp: 2025-12-01→ Common Stock (3,333 underlying)

Holdings

Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $3.24From: 2018-12-01Exp: 2022-12-01→ Common Stock (3,333 underlying)
3,333
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $2.40From: 2019-12-01Exp: 2023-12-01→ Common Stock (3,333 underlying)
3,333
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $5.60From: 2020-12-05Exp: 2024-12-05→ Common Stock (3,333 underlying)
3,333
Common Stock
(indirect: See Footnote)
103,848

ACM Value Opportunities Fund I GP, LLC

10% OwnerOther

Transactions

Award
Stock Option (Right to Buy)
2020-12-01+3,333→ 3,333 total(indirect: See Footnote)
Exercise: $2.58From: 2021-12-01Exp: 2025-12-01→ Common Stock (3,333 underlying)

Holdings

Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $3.24From: 2018-12-01Exp: 2022-12-01→ Common Stock (3,333 underlying)
3,333
Common Stock
(indirect: See Footnote)
103,848
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $2.40From: 2019-12-01Exp: 2023-12-01→ Common Stock (3,333 underlying)
3,333
Stock Option (Right to Buy)
(indirect: See Footnote)
Exercise: $5.60From: 2020-12-05Exp: 2024-12-05→ Common Stock (3,333 underlying)
3,333

Footnotes (2)

[F1]- ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.
[F2]- This option was granted under the Issuer's 2019 Stock Incentive Plan in a transaction exempt under Rule 16b-3.

Documents

1 file

4
rdgdoc.xml
FORM 4/A

Issuer

Saker Aviation Services, Inc.

CIK 0001128281

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001647269

Filing Metadata

Form type: 4/A
Filed: Mar 28, 8:00 PM ET
Accepted: Mar 29, 6:05 AM ET
Size: 16.1 KB

View on SEC.gov