Grace Melanie 4
4 · Hercules Capital, Inc. · Filed May 4, 2021
Insider Transaction Report
Form 4
Grace Melanie
General Counsel & CCO
Transactions
- Tax Payment
Common Stock
2021-04-30$17.41/sh−470$8,183→ 65,437 total - Award
Common Stock
2021-04-30$17.41/sh+1,383$24,078→ 65,907 total - Disposition to Issuer
Restricted Stock Units
2021-04-30$17.41/sh−1,383$24,078→ 21,577 total
Footnotes (3)
- [F1]Represents vested restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on April 30, 2021.
- [F2]Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on April 30, 2021.
- [F3]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on April 30, 2021.