4//SEC Filing
Grace Melanie 4
Accession 0001437749-21-013068
CIK 0001280784other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 5:22 PM ET
Size
10.6 KB
Accession
0001437749-21-013068
Insider Transaction Report
Form 4
Grace Melanie
General Counsel & CCO
Transactions
- Tax Payment
Restricted Stock Units
2021-05-19$16.95/sh−10$170→ 22,075 total - Award
Common Stock
2021-05-19$16.95/sh+72$1,220→ 65,509 total - Tax Payment
Common Stock
2021-05-19$16.95/sh−36$610→ 65,473 total - Award
Restricted Stock Units
2021-05-19$16.95/sh+508$8,611→ 22,085 total - Disposition to Issuer
Restricted Stock Units
2021-05-19$16.95/sh−72$1,220→ 22,003 total
Footnotes (5)
- [F1]Represents dividend equivalent shares received on May 19, 2021.
- [F2]Represents dividend equivalent shares withheld to pay taxes applicable to the vesting of deferred dividend equivalent shares on May 19, 2021.
- [F3]Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on May 19, 2021.
- [F4]Represents Hercules, Inc. common stock received from vested dividend equivalent shares on May 19, 2021.
- [F5]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on May 19, 2021.
Documents
Issuer
Hercules Capital, Inc.
CIK 0001280784
Entity typeother
Related Parties
1- filerCIK 0001653448
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 5:22 PM ET
- Size
- 10.6 KB