Grace Melanie 4
4 · Hercules Capital, Inc. · Filed May 21, 2021
Insider Transaction Report
Form 4
Grace Melanie
General Counsel & CCO
Transactions
- Tax Payment
Restricted Stock Units
2021-05-19$16.95/sh−10$170→ 22,075 total - Award
Common Stock
2021-05-19$16.95/sh+72$1,220→ 65,509 total - Tax Payment
Common Stock
2021-05-19$16.95/sh−36$610→ 65,473 total - Award
Restricted Stock Units
2021-05-19$16.95/sh+508$8,611→ 22,085 total - Disposition to Issuer
Restricted Stock Units
2021-05-19$16.95/sh−72$1,220→ 22,003 total
Footnotes (5)
- [F1]Represents dividend equivalent shares received on May 19, 2021.
- [F2]Represents dividend equivalent shares withheld to pay taxes applicable to the vesting of deferred dividend equivalent shares on May 19, 2021.
- [F3]Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on May 19, 2021.
- [F4]Represents Hercules, Inc. common stock received from vested dividend equivalent shares on May 19, 2021.
- [F5]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on May 19, 2021.