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QAD INC·4

Jun 10, 2:27 PM ET

LOPKER PAMELA M 4

4 · QAD INC · Filed Jun 10, 2021

Insider Transaction Report

Form 4
Period: 2021-06-08
QAD INCQADA_QADB
LOPKER PAMELA M
DirectorPresident10% Owner
Transactions
  • Disposition to Issuer

    Class B Common Stock

    2021-06-08$49.83/sh−6,322$315,025→ 84,518 total
  • Disposition to Issuer

    Class A Common Stock

    2021-06-08$76.73/sh−24,627$1,889,630→ 4,401,269 total
  • Tax Payment

    Class A Common Stock

    2021-06-08$76.73/sh−58,846$4,515,254→ 4,342,423 total
  • Exercise/Conversion

    Class B Common Stock

    2021-06-08$10.50/sh+30,000$315,000→ 90,840 total
  • Tax Payment

    Class B Common Stock

    2021-06-08$49.83/sh−9,221$459,482→ 75,297 total
  • Exercise/Conversion

    Stock Appreciation Right (Right to Buy)

    2021-06-08−160,000→ 0 total
    Exercise: $11.81From: 2014-06-11Exp: 2021-06-11→ Class A Common Stock (160,000 underlying)
  • Exercise/Conversion

    Stock Appreciation Right (Right to Buy)

    2021-06-08−30,000→ 0 total
    Exercise: $10.50From: 2014-06-11Exp: 2021-06-11→ Class B Common Stock (30,000 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2021-06-08$11.81/sh+160,000$1,889,600→ 4,425,896 total
Holdings

  • Class A Common Stock

    (indirect: Estate of Karl F. Lopker)
    634,982

  • Class B Common Stock

    (indirect: Estate of Karl F. Lopker)
    108,868

  • Class A Common Stock

    156,206

  • Class B Common Stock

    2,357,535

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4