Diffusion Pharmaceuticals Inc.·4

Jul 6, 9:41 PM ET

Francois Eric 4

4 · Diffusion Pharmaceuticals Inc. · Filed Jul 6, 2021

Insider Transaction Report

Form 4
Period: 2021-07-01
Transactions
  • Award

    Restricted Stock Unit

    2021-07-01+69,40069,400 total
    Common Stock (69,400 underlying)
  • Award

    Stock Option (Right to Buy)

    2021-07-01+83,30083,300 total
    Exercise: $0.72Exp: 2031-07-01Common Stock (83,300 underlying)
  • Award

    Stock Option (Right to Buy)

    2021-07-01+83,30083,300 total
    Exercise: $0.72Exp: 2031-07-01Common Stock (83,300 underlying)
Footnotes (4)
  • [F1]The shares underlying the options will vest in 12 equal (or as nearly equal as possible) monthly installments on the last calendar day of each month over a 12-month period beginning July 1, 2021.
  • [F2]The shares underlying the options will vest in 18 equal (or as nearly equal as possible) monthly installments on the last calendar day of each month over an 18-month period beginning July 1, 2021.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F4]The shares underlying the restricted stock units will vest in 6 equal (or as nearly equal as possible) tri-monthly installments on the last calendar day of every third month over an 18-month period beginning on January 1, 2023.

Documents

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