Thian Yee Phong 4/A
4/A · RBB Bancorp · Filed Aug 17, 2021
Insider Transaction Report
Form 4/AAmended
RBB BancorpRBB
Thian Yee Phong
President/CEO
Transactions
- Exercise/Conversion
Restricted Stock Shares
2021-08-13−14,475→ 60,000 total - Exercise/Conversion
Restricted Stock Shares
2021-08-13−14,475→ 0 totalExercise: $0.00→ Restricted Stock (14,475 underlying) - Exercise/Conversion
Common Stock, No Par Value
2021-08-13+14,475→ 497,302 total
Holdings
- 10,000
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying) - 60,000
Restricted Stock Shares
Exercise: $0.00→ Restricted Stock (60,000 underlying) - 10,250
Option (right to buy)
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying) - 10,000
Option (right to buy)
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying) - 10,763
Option (right to buy)
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying) - 242,156
Option (right to buy)
Exercise: $11.15Exp: 2023-01-01→ Common Stock (242,156 underlying) - 10,763
Option (right to buy)
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying)
Footnotes (10)
- [F1]These shares represent the second vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant.
- [F10]These restricted stock vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
- [F2]1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021.
- [F3]There will be no expiration date once restricted stock shares vest.
- [F4]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- [F5]These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- [F6]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- [F7]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- [F8]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- [F9]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.