RBB Bancorp·4

Sep 1, 4:58 PM ET

Pang Simon 4

4 · RBB Bancorp · Filed Sep 1, 2021

Insider Transaction Report

Form 4
Period: 2021-08-31
Transactions
  • Exercise/Conversion

    Option (right to buy)

    2021-08-31$11.15/sh86,078$959,7520 total
    Exercise: $11.15Exp: 2023-01-01Common Stock (86,078 underlying)
  • Sale

    Common Stock, No Par Value

    2021-08-31$25.50/sh86,078$2,194,98925,754 total
  • Exercise/Conversion

    Common Stock, No Par Value

    2021-08-31$11.15/sh+86,078$959,752111,832 total
Footnotes (3)
  • [F1]These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
  • [F2]Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
  • [F3]Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    SIMON PANG 8-31-2021 CASHLESS EXERCISE