Pang Simon 4
4 · RBB Bancorp · Filed Sep 1, 2021
Insider Transaction Report
Form 4
RBB BancorpRBB
Pang Simon
Other
Transactions
- Exercise/Conversion
Common Stock, No Par Value
2021-08-31$11.15/sh+86,078$959,752→ 111,832 total - Sale
Common Stock, No Par Value
[F2][F3]2021-08-31$25.50/sh−86,078$2,194,989→ 25,754 total - Exercise/Conversion
Option (right to buy)
[F1]2021-08-31$11.15/sh−86,078$959,752→ 0 totalExercise: $11.15Exp: 2023-01-01→ Common Stock (86,078 underlying)
Footnotes (3)
- [F1]These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- [F2]Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- [F3]Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
Signature
/s/ Simon Pang|2021-09-01