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4//SEC Filing

LOWE CATHEY S 4

Accession 0001437749-21-021837

CIK 0001574596other

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 5:41 PM ET

Size

7.2 KB

Accession

0001437749-21-021837

Insider Transaction Report

Form 4
Period: 2021-09-08
Transactions
  • Disposition to Issuer

    Common Stock

    2021-09-089,9170 total
  • Disposition from Tender

    Common Stock

    2021-09-0857,0850 total
Footnotes (2)
  • [F1]Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of July 23, 2021 (the "Merger Agreement"), by and among Newport Holdings, LLC, Newport Merger Sub, Inc. ("Merger Sub") and the Issuer, including the completion of a tender offer to purchase (the "Offer") all of the outstanding shares of Issuer common stock at a price of $9.00 per share in cash, without interest and subject to applicable withholding (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Merger Sub on September 8, 2021. Each share of Issuer common stock tendered in the Offer was acquired by Merger Sub in exchange for the Offer Price. As of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the Offer Price.
  • [F2]Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person was automatically cancelled and terminated and converted into the right to receive from the surviving corporation an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

Issuer

New Home Co Inc.

CIK 0001574596

Entity typeother

Related Parties

1
  • filerCIK 0001214700

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:41 PM ET
Size
7.2 KB